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REGULATION

Regulatory Breaches at China’s Trading Platforms Trigger Fresh Round of Reviews

By Chen Na

(Beijing) — A resurgence of illegal behavior in various trading platforms across China has again caught the attention of regulators and led to a fresh round of investigations into local government-backed exchanges.

A task force led by the China Securities Regulatory Commission (CSRC) has found that a number of exchanges have engaged in a series of malpractices recently, the securities regulator said Tuesday night. The CSRC did not name the exchanges.

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