Aug 05, 2023 06:21 AM

FINANCE

Morgan Stanley Targeted for Shanghai Compliance Inspection

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What’s new: China’s securities regulator picked Morgan Stanley Securities (China) Co. Ltd. and Changjiang Finance Services Co. Ltd. for random on-site inspections of company governance and business compliance.

The Shanghai branch of the China Securities Regulatory Commission (CSRC) will examine the companies’ top executives, personnel management and compliance with anti-money laundering and investor suitability rules, according to the regulator.

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